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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 92-757
- --------
- BARBARA LANDGRAF, PETITIONER v. USI FILM
- PRODUCTS et al.
- on writ of certiorari to the united states court
- of appeals for the fifth circuit
- [April 26, 1994]
-
- Justice Stevens delivered the opinion of the Court.
- The Civil Rights Act of 1991 (1991 Act or Act) creates
- a right to recover compensatory and punitive damages
- for certain violations of Title VII of the Civil Rights Act
- of 1964. See Rev. Stat. 1977A(a), 42 U. S. C.
- 1981a(a), as added by 102 of the 1991 Act, Pub. L.
- 102-166, 105 Stat. 1071. The Act further provides that
- any party may demand a trial by jury if such damages
- are sought. We granted certiorari to decide whether
- these provisions apply to a Title VII case that was
- pending on appeal when the statute was enacted. We
- hold that they do not.
-
- I
- From September 4, 1984, through January 17, 1986,
- petitioner Barbara Landgraf was employed in the USI
- Film Products (USI) plant in Tyler, Texas. She worked
- the 11 p.m. to 7 a.m. shift operating a machine that
- produced plastic bags. A fellow employee named John
-
- Williams repeatedly harassed her with inappropriate
- remarks and physical contact. Petitioner's complaints to
- her immediate supervisor brought her no relief, but
- when she reported the incidents to the personnel
- manager, he conducted an investigation, reprimanded
- Williams, and transferred him to another department.
- Four days later petitioner quit her job.
- Petitioner filed a timely charge with the Equal
- Employment Opportunity Commission (EEOC or Com-
- mission). The Commission determined that petitioner
- had likely been the victim of sexual harassment creating
- a hostile work environment in violation of Title VII of
- the Civil Rights Act of 1964, 42 U. S. C. 2000e et seq.,
- but concluded that her employer had adequately reme-
- died the violation. Accordingly, the Commission dis-
- missed the charge and issued a notice of right to sue.
- On July 21, 1989, petitioner commenced this action
- against USI, its corporate owner, and that company's
- successor-in-interest. After a bench trial, the District
- Court found that Williams had sexually harassed
- petitioner causing her to suffer mental anguish.
- However, the court concluded that she had not been
- constructively discharged. The court said:
- -Although the harassment was serious enough to
- establish that a hostile work environment existed for
- Landgraf, it was not so severe that a reasonable
- person would have felt compelled to resign. This is
- particularly true in light of the fact that at the time
- Landgraf resigned from her job, USI had taken steps
- . . . to eliminate the hostile working environment
- arising from the sexual harassment. Landgraf
- voluntarily resigned from her employment with USI
- for reasons unrelated to the sexual harassment in
- question.- App. to Pet. for Cert. B-3-4.
- Because the court found that petitioner's employment
- was not terminated in violation of Title VII, she was not
- entitled to equitable relief, and because Title VII did not
- then authorize any other form of relief, the court
- dismissed her complaint.
- On November 21, 1991, while petitioner's appeal was
- pending, the President signed into law the Civil Rights
- Act of 1991. The Court of Appeals rejected petitioner's
- argument that her case should be remanded for a jury
- trial on damages pursuant to the 1991 Act. Its decision
- not to remand rested on the premise that -a court must
- `apply the law in effect at the time it renders its
- decision, unless doing so would result in manifest
- injustice or there is statutory direction or legislative
- history to the contrary.' Bradley [v. Richmond School
- Bd., 416 U. S. 696, 711 (1974)].- 968 F. 2d 427, 432
- (CA 5 1992). Commenting first on the provision for a
- jury trial in 102(c), the court stated that requiring the
- defendant -to retry this case because of a statutory
- change enacted after the trial was completed would be
- an injustice and a waste of judicial resources. We apply
- procedural rules to pending cases, but we do not
- invalidate procedures followed before the new rule was
- adopted.- 968 F. 2d, at 432-433. The court then
- characterized the provision for compensatory and
- punitive damages in 102 as -a seachange in employer
- liability for Title VII violations- and concluded that it
- would be unjust to apply this kind of additional and
- unforeseeable obligation to conduct occurring before the
- effective date of the Act. Ibid. Finding no clear error
- in the District Court's factual findings, the Court of
- Appeals affirmed the judgment for respondents.
- We granted certiorari and set the case for argument
- with Rivers v. Roadway Express, Inc., post, at ___. Our
- order limited argument to the question whether 102 of
- the 1991 Act applies to cases pending when it became
- law. 507 U. S. ___ (1993). Accordingly, for purposes of
- our decision, we assume that the District Court and the
- Court of Appeals properly applied the law in effect at
- the time of the discriminatory conduct and that the
- relevant findings of fact were correct. We therefore
- assume that petitioner was the victim of sexual harass-
- ment violative of Title VII, but that the law did not
- then authorize any recovery of damages even though she
- was injured. We also assume, arguendo, that if the
- same conduct were to occur today, petitioner would be
- entitled to a jury trial and that the jury might find that
- she was constructively discharged, or that her mental
- anguish or other injuries would support an award of
- damages against her former employer. Thus, the
- controlling question is whether the Court of Appeals
- should have applied the law in effect at the time the
- discriminatory conduct occurred, or at the time of its
- decision in July 1992.
- II
- Petitioner's primary submission is that the text of the
- 1991 Act requires that it be applied to cases pending on
- its enactment. Her argument, if accepted, would make
- the entire Act (with two narrow exceptions) applicable to
- conduct that occurred, and to cases that were filed,
- before the Act's effective date. Although only 102 is at
- issue in this case, we therefore preface our analysis with
- a brief description of the scope of the 1991 Act.
- The Civil Rights Act of 1991 is in large part a
- response to a series of decisions of this Court interpret-
- ing the Civil Rights Acts of 1866 and 1964. Section 3(4)
- expressly identifies as one of the Act's purposes -to
- respond to recent decisions of the Supreme Court by
- expanding the scope of relevant civil rights statutes in
- order to provide adequate protection to victims of
- discrimination.- That section, as well as a specific
- finding in 2(2), identifies Wards Cove Packing Co. v.
- Atonio, 490 U. S. 642 (1989), as a decision that gave
- rise to special concerns. Section 105 of the Act,
- entitled -Burden of Proof in Disparate Impact Cases,- is
- a direct response to Wards Cove.
- Other sections of the Act were obviously drafted with
- -recent decisions of the Supreme Court- in mind. Thus,
- 101 (which is at issue in Rivers, post, at ___) amended
- the 1866 Civil Rights Act's prohibition of racial discrimi-
- nation in the -mak[ing] and enforce[ment] [of] contracts,-
- 42 U. S. C. 1981 (1988 ed., Supp. III), in response to
- Patterson v. McLean Credit Union, 491 U. S. 164 (1989);
- 107 responds to Price Waterhouse v. Hopkins, 490 U. S.
- 228 (1989), by setting forth standards applicable in
- -mixed motive- cases; 108 responds to Martin v. Wilks,
- 490 U. S. 755 (1989), by prohibiting certain challenges
- to employment practices implementing consent decrees;
- 109 responds to EEOC v. Arabian American Oil Co.,
- 499 U. S. 244 (1991), by redefining the term -employee-
- as used in Title VII to include certain United States
- citizens working in foreign countries for United States
- employers; 112 responds to Lorance v. AT&T Technolo-
- gies, Inc., 490 U. S. 900 (1989), by expanding employees'
- rights to challenge discriminatory seniority systems;
- 113 responds to West Virginia Univ. Hospitals, Inc. v.
- Casey, 499 U. S. 83 (1991), by providing that an award
- of attorney's fees may include expert fees; and 114
- responds to Library of Congress v. Shaw, 478 U. S. 310
- (1986), by allowing interest on judgments against the
- United States.
- A number of important provisions in the Act, however,
- were not responses to Supreme Court decisions. For
- example, 106 enacts a new prohibition against adjust-
- ing test scores -on the basis of race, color, religion, sex,
- or national origin-; 117 extends the coverage of Title
- VII to include the House of Representatives and certain
- employees of the Legislative Branch; and 301-325
- establish special procedures to protect Senate employees
- from discrimination. Among the provisions that did not
- directly respond to any Supreme Court decision is the
- one at issue in this case, 102.
- Entitled -Damages in Cases of Intentional Discrimina-
- tion,- 102 provides in relevant part:
- -(a) Right of Recovery.-
- -(1) Civil Rights.-In an action brought by a
- complaining party under section 706 or 717 of the
- Civil Rights Act of 1964 (42 U. S. C. 2000e-5)
- against a respondent who engaged in unlawful
- intentional discrimination (not an employment
- practice that is unlawful because of its disparate
- impact) prohibited under section 703, 704, or 717 of
- the Act (42 U. S. C. 2000e-2 or 2000e-3), and
- provided that the complaining party cannot recover
- under section 1977 of the Revised Statutes (42 U. S.
- C. 1981), the complaining party may recover com-
- pensatory and punitive damages . . . in addition to
- any relief authorized by section 706(g) of the Civil
- Rights Act of 1964, from the respondent.
- . . . . .
- -(c) Jury Trial.-If a complaining party seeks
- compensatory or punitive damages under this
- section-
- -(1) any party may demand a trial by jury.-
-
- Before the enactment of the 1991 Act, Title VII
- afforded only -equitable- remedies. The primary form of
- monetary relief available was backpay. Title VII's back
- pay remedy, modeled on that of the National Labor
- Relations Act, 29 U. S. C. 160(c), is a -make-whole-
- remedy that resembles compensatory damages in some
- respects. See Albemarle Paper Co. v. Moody, 422 U. S.
- 405, 418-422 (1975). However, the new compensatory
- damages provision of the 1991 Act is -in addition to,-
- and does not replace or duplicate, the backpay remedy
- allowed under prior law. Indeed, to prevent double
- recovery, the 1991 Act provides that compensatory
- damages -shall not include backpay, interest on backpay,
- or any other type of relief authorized under section
- 706(g) of the Civil Rights Act of 1964.- 102(b)(2).
- Section 102 significantly expands the monetary relief
- potentially available to plaintiffs who would have been
- entitled to backpay under prior law. Before 1991, for
- example, monetary relief for a discriminatorily dis-
- charged employee generally included -only an amount
- equal to the wages the employee would have earned
- from the date of discharge to the date of reinstatement,
- along with lost fringe benefits such as vacation pay and
- pension benefits.- United States v. Burke, 504 U. S. ___,
- ___ (1992) (slip op., at 9-10). Under 102, however, a
- Title VII plaintiff who wins a backpay award may also
- seek compensatory damages for -future pecuniary losses,
- emotional pain, suffering, inconvenience, mental anguish,
- loss of enjoyment of life, and other nonpecuniary losses.-
- 102(b)(3). In addition, when it is shown that the
- employer acted -with malice or with reckless indifference
- to the [plaintiff's] federally protected rights,- 102(b)(1),
- a plaintiff may recover punitive damages.
- Section 102 also allows monetary relief for some forms
- of workplace discrimination that would not previously
- have justified any relief under Title VII. As this case
- illustrates, even if unlawful discrimination was proved,
- under prior law a Title VII plaintiff could not recover
- monetary relief unless the discrimination was also found
- to have some concrete effect on the plaintiff's employ-
- ment status, such as a denied promotion, a differential
- in compensation, or termination. See Burke, supra, at
- ___ (slip op., at 10-11). (-[T]he circumscribed remedies
- available under Title VII [before the 1991 Act] stand in
- marked contrast not only to those available under
- traditional tort law, but under other federal anti-
- discrimination statutes, as well-). Section 102, however,
- allows a plaintiff to recover in circumstances in which
- there has been unlawful discrimination in the -terms,
- conditions, or privileges of employment,- 42 U. S. C.
- 2000e-2(a)(1), even though the discrimination did not
- involve a discharge or a loss of pay. In short, to further
- Title VII's -central statutory purposes of eradicating
- discrimination throughout the economy and making
- persons whole for injuries suffered through past discrim-
- ination,- Albemarle Paper Co., 422 U. S., at 421, 102 of
- the 1991 Act effects a major expansion in the relief
- available to victims of employment discrimination.
- In 1990, a comprehensive civil rights bill passed both
- Houses of Congress. Although similar to the 1991 Act
- in many other respects, the 1990 bill differed in that it
- contained language expressly calling for application of
- many of its provisions, including the section providing
- for damages in cases of intentional employment discrimi-
- nation, to cases arising before its (expected) enactment.
- The President vetoed the 1990 legislation, however,
- citing the bill's -unfair retroactivity rules- as one reason
- for his disapproval. Congress narrowly failed to
- override the veto. See 136 Cong. Rec. S16589 (Oct. 24,
- 1990) (66-34 Senate vote in favor of override).
- The absence of comparable language in the 1991 Act
- cannot realistically be attributed to oversight or to
- unawareness of the retroactivity issue. Rather, it seems
- likely that one of the compromises that made it possible
- to enact the 1991 version was an agreement not to
- include the kind of explicit retroactivity command found
- in the 1990 bill.
- The omission of the elaborate retroactivity provision of
- the 1990 bill-which was by no means the only source
- of political controversy over that legislation-is not
- dispositive because it does not tell us precisely where
- the compromise was struck in the 1991 Act. The
- Legislature might, for example, have settled in 1991 on
- a less expansive form of retroactivity that, unlike the
- 1990 bill, did not reach cases already finally decided.
- See n. 8 supra. A decision to reach only cases still
- pending might explain Congress' failure to provide in the
- 1991 Act, as it had in 1990, that certain sections would
- apply to proceedings pending on specific preenactment
- dates. Our first question, then, is whether the statutory
- text on which petitioner relies manifests an intent that
- the 1991 Act should be applied to cases that arose and
- went to trial before its enactment.
-
- III
- Petitioner's textual argument relies on three provisions
- of the 1991 Act: 402(a), 402(b), and 109(c). Section
- 402(a), the only provision of the Act that speaks directly
- to the question before us, states:
- -Except as otherwise specifically provided, this Act
- and the amendments made by this Act shall take
- effect upon enactment.-
- That language does not, by itself, resolve the question
- before us. A statement that a statute will become
- effective on a certain date does not even arguably
- suggest that it has any application to conduct that
- occurred at an earlier date. Petitioner does not argue
- otherwise. Rather, she contends that the introductory
- clause of 402(a) would be superfluous unless it refers
- to 402(b) and 109(c), which provide for prospective
- application in limited contexts.
- The parties agree that 402(b) was intended to exempt
- a single disparate impact lawsuit against the Wards
- Cove Packing Company. Section 402(b) provides:
- -(b) Certain Disparate Impact Cases.-
- Notwithstanding any other provision of this Act,
- nothing in this Act shall apply to any disparate
- impact case for which a complaint was filed before
- March 1, 1975, and for which an initial decision was
- rendered after October 30, 1983.-
- Section 109(c), part of the section extending Title VII to
- overseas employers, states:
- -(c) Application of Amendments.-The amend-
- ments made by this section shall not apply with
- respect to conduct occurring before the date of the
- enactment of this Act.-
- According to petitioner, these two subsections are the
- -other provisions- contemplated in the first clause of
- 402(a), and together create a strong negative inference
- that all sections of the Act not specifically declared
- prospective apply to pending cases that arose before
- November 21, 1991.
- Before addressing the particulars of petitioner's
- argument, we observe that she places extraordinary
- weight on two comparatively minor and narrow provi-
- sions in a long and complex statute. Applying the
- entire Act to cases arising from preenactment conduct
- would have important consequences, including the
- possibility that trials completed before its enactment
- would need to be retried and the possibility that
- employers would be liable for punitive damages for
- conduct antedating the Act's enactment. Purely
- prospective application, on the other hand, would prolong
- the life of a remedial scheme, and of judicial construc-
- tions of civil rights statutes, that Congress obviously
- found wanting. Given the high stakes of the retroactiv-
- ity question, the broad coverage of the statute, and the
- prominent and specific retroactivity provisions in the
- 1990 bill, it would be surprising for Congress to have
- chosen to resolve that question through negative infer-
- ences drawn from two provisions of quite limited effect.
- Petitioner, however, invokes the canon that a court
- should give effect to every provision of a statute and
- thus avoid redundancy among different provisions. See,
- e.g., Mackey v. Lanier Collection Agency & Service, Inc.,
- 486 U. S. 825, 837, and n. 11 (1988). Unless the word
- -otherwise- in 402(a) refers to either 402(b) or 109(c),
- she contends, the first five words in 402(a) are entirely
- superfluous. Moreover, relying on the canon -[e]xpressio
- unius est exclusio alterius,- see Leatherman v. Tarrant
- County Narcotics Intelligence and Coordination Unit, 509
- U. S. ___, ___ (1993) (slip op., at 5), petitioner argues
- that because Congress provided specifically for
- prospectivity in two places (109(c) and 402(b)), we
- should infer that it intended the opposite for the
- remainder of the statute.
- Petitioner emphasizes that 402(a) begins: -Except as
- otherwise specifically provided.- A scan of the statute
- for other -specific provisions- concerning effective dates
- reveals that 402(b) and 109(c) are the most likely
- candidates. Since those provisions decree prospectivity,
- and since 402(a) tells us that the specific provisions are
- exceptions, 402(b) should be considered as prescribing
- a general rule of retroactivity. Petitioner's argument
- has some force, but we find it most unlikely that
- Congress intended the introductory clause to carry the
- critically important meaning petitioner assigns it. Had
- Congress wished 402(a) to have such a determinate
- meaning, it surely would have used language comparable
- to its reference to the predecessor Title VII damages
- provisions in the 1990 legislation: that the new provi-
- sions -shall apply to all proceedings pending on or
- commenced after the date of enactment of this Act.- S.
- 2104, 101st Cong., 1st Sess. 15(a)(4) (1990).
- It is entirely possible that Congress inserted the
- -otherwise specifically provided- language not because it
- understood the -takes effect- clause to establish a rule
- of retroactivity to which only two -other specific provi-
- sions- would be exceptions, but instead to assure that
- any specific timing provisions in the Act would prevail
- over the general -take effect on enactment- command.
- The drafters of a complicated piece of legislation contain-
- ing more than 50 separate sections may well have
- inserted the -except as otherwise provided- language
- merely to avoid the risk of an inadvertent conflict in the
- statute. If the introductory clause of 402(a) was
- intended to refer specifically to 402(b), 109(c), or both,
- it is difficult to understand why the drafters chose the
- word -otherwise- rather than either or both of the
- appropriate section numbers.
- We are also unpersuaded by petitioner's argument that
- both 402(b) and 109(c) merely duplicate the -take
- effect upon enactment- command of 402(a) unless all
- other provisions, including the damages provisions of
- 102, apply to pending cases. That argument depends
- on the assumption that all those other provisions must
- be treated uniformly for purposes of their application to
- pending cases based on preenactment conduct. That
- thesis, however, is by no means an inevitable one. It is
- entirely possible-indeed, highly probable-that, because
- it was unable to resolve the retroactivity issue with the
- clarity of the 1990 legislation, Congress viewed the
- matter as an open issue to be resolved by the courts.
- Our precedents on retroactivity left doubts about what
- default rule would apply in the absence of congressional
- guidance, and suggested that some provisions might
- apply to cases arising before enactment while others
- might not. Compare Bowen v. Georgetown Univ.
- Hospital, 488 U. S. 204 (1988) with Bradley v. Richmond
- School Bd., 416 U. S. 696 (1974). See also Bennett v.
- New Jersey, 470 U. S. 632 (1985). The only matters
- Congress did not leave to the courts were set out with
- specificity in 109(c) and 402(b). Congressional doubt
- concerning judicial retroactivity doctrine, coupled with
- the likelihood that the routine -take effect upon enact-
- ment- language would require courts to fall back upon
- that doctrine, provide a plausible explanation for both
- 402(b) and 109(c) that makes neither provision
- redundant.
- Turning to the text of 402(b), it seems unlikely that
- the introductory phrase (-Notwithstanding any other
- provision of this Act-) was meant to refer to the immedi-
- ately preceding subsection. Since petitioner does not
- contend that any other provision speaks to the general
- effective date issue, the logic of her argument requires
- us to interpret that phrase to mean nothing more than
- -Notwithstanding 402(a).- Petitioner's textual argument
- assumes that the drafters selected the indefinite word
- -otherwise- in 402(a) to identify two specific subsections
- and the even more indefinite term -any other provision-
- in 402(b) to refer to nothing more than 402(b)'s next-
- door neighbor-402(a). Here again, petitioner's statu-
- tory argument would require us to assume that Congress
- chose a surprisingly indirect route to convey an impor-
- tant and easily expressed message concerning the Act's
- effect on pending cases.
- The relevant legislative history of the 1991 Act
- reinforces our conclusion that 402(a), 109(c) and 402(b)
- cannot bear the weight petitioner places upon them.
- The 1991 bill as originally introduced in the House
- contained explicit retroactivity provisions similar to those
- found in the 1990 bill. However, the Senate substi-
- tute that was agreed upon omitted those explicit ret-
- roactivity provisions. The legislative history discloses
- some frankly partisan statements about the meaning of
- the final effective date language, but those statements
- cannot plausibly be read as reflecting any general
- agreement. The history reveals no evidence that
- Members believed that an agreement had been tacitly
- struck on the controversial retroactivity issue, and little
- to suggest that Congress understood or intended the
- interplay of 402(a), 402(b) and 109(c) to have the
- decisive effect petitioner assigns them. Instead, the
- history of the 1991 Act conveys the impression that
- legislators agreed to disagree about whether and to what
- extent the Act would apply to preenactment conduct.
- Although the passage of the 1990 bill may indicate
- that a majority of the 1991 Congress also favored
- retroactive application, even the will of the majority does
- not become law unless it follows the path charted in
- Article I, 7, cl. 2 of the Constitution. See INS v.
- Chadha, 462 U. S. 919, 946-951 (1983). In the absence
- of the kind of unambiguous directive found in 15 of the
- 1990 bill, we must look elsewhere for guidance on
- whether 102 applies to this case.
-
- IV
- It is not uncommon to find -apparent tension- between
- different canons of statutory construction. As Professor
- Llewellyn famously illustrated, many of the traditional
- canons have equal opposites. In order to resolve the
- question left open by the 1991 Act, federal courts have
- labored to reconcile two seemingly contradictory state-
- ments found in our decisions concerning the effect of
- intervening changes in the law. Each statement is
- framed as a generally applicable rule for interpreting
- statutes that do not specify their temporal reach. The
- first is the rule that -a court is to apply the law in
- effect at the time it renders its decision,- Bradley, 416
- U. S., at 711. The second is the axiom that
- -[r]etroactivity is not favored in the law,- and its
- interpretive corollary that -congressional enactments and
- administrative rules will not be construed to have
- retroactive effect unless their language requires this
- result.- Bowen, 488 U. S., at 208.
- We have previously noted the -apparent tension-
- between those expressions. See Kaiser Aluminum &
- Chemical Corp. v. Bonjorno, 494 U. S. 827, 837 (1990);
- see also Bennett, 470 U. S., at 639-640. We found it
- unnecessary in Kaiser to resolve that seeming conflict
- -because under either view, where the congressional
- intent is clear, it governs,- and the prejudgment interest
- statute at issue in that case evinced -clear congressional
- intent- that it was -not applicable to judgments entered
- before its effective date.- 499 U. S., at 837-838. In the
- case before us today, however, we have concluded that
- the Civil Rights Act of 1991 does not evince any clear
- expression of intent on 102's application to cases
- arising before the Act's enactment. We must, therefore,
- focus on the apparent tension between the rules we have
- espoused for handling similar problems in the absence
- of an instruction from Congress.
- We begin by noting that there is no tension between
- the holdings in Bradley and Bowen, both of which were
- unanimous decisions. Relying on another unanimous
- decision-Thorpe v. Housing Authority of Durham, 393
- U. S. 268 (1969)-we held in Bradley that a statute
- authorizing the award of attorney's fees to successful
- civil rights plaintiffs applied in a case that was pending
- on appeal at the time the statute was enacted. Bowen
- held that the Department of Health and Human Services
- lacked statutory authority to promulgate a rule requiring
- private hospitals to refund Medicare payments for
- services rendered before promulgation of the rule. Our
- opinion in Bowen did not purport to overrule Bradley or
- to limit its reach. In this light, we turn to the -appar-
- ent tension- between the two canons mindful of another
- canon of unquestionable vitality, the -maxim not to be
- disregarded that general expressions, in every opinion,
- are to be taken in connection with the case in which
- those expressions are used.- Cohens v. Virginia, 6
- Wheat. 264, 399 (1821).
-
- A
- As Justice Scalia has demonstrated, the presumption
- against retroactive legislation is deeply rooted in our
- jurisprudence, and embodies a legal doctrine centuries
- older than our Republic. Elementary considerations
- of fairness dictate that individuals should have an
- opportunity to know what the law is and to conform
- their conduct accordingly; settled expectations should not
- be lightly disrupted. For that reason, the -principle
- that the legal effect of conduct should ordinarily be
- assessed under the law that existed when the conduct
- took place has timeless and universal appeal.- Kaiser,
- 494 U. S., at 855 (Scalia, J., concurring). In a free,
- dynamic society, creativity in both commercial and
- artistic endeavors is fostered by a rule of law that gives
- people confidence about the legal consequences of their
- actions.
- It is therefore not surprising that the antiretroactivity
- principle finds expression in several provisions of our
- Constitution. The Ex Post Facto Clause flatly prohibits
- retroactive application of penal legislation. Article
- I, 10, cl. 1 prohibits States from passing another type
- of retroactive legislation, laws -impairing the Obligation
- of Contracts.- The Fifth Amendment's Takings Clause
- prevents the Legislature (and other government actors)
- from depriving private persons of vested property rights
- except for a -public use- and upon payment of -just
- compensation.- The prohibitions on -Bills of Attainder-
- in Art. I, 9-10, prohibit legislatures from singling out
- disfavored persons and meting out summary punishment
- for past conduct. See, e.g., United States v. Brown, 381
- U. S. 437, 456-462 (1965). The Due Process Clause also
- protects the interests in fair notice and repose that may
- be compromised by retroactive legislation; a justification
- sufficient to validate a statute's prospective application
- under the Clause -may not suffice- to warrant its
- retroactive application. Usery v. Turner Elkhorn Mining
- Co., 428 U. S. 1, 17 (1976).
- These provisions demonstrate that retroactive statutes
- raise particular concerns. The Legislature's unmatched
- powers allow it to sweep away settled expectations
- suddenly and without individualized consideration. Its
- responsivity to political pressures poses a risk that it
- may be tempted to use retroactive legislation as a means
- of retribution against unpopular groups or individuals.
- As Justice Marshall observed in his opinion for the
- Court in Weaver v. Graham, 450 U. S. 24 (1981), the Ex
- Post Facto Clause not only ensures that individuals have
- -fair warning- about the effect of criminal statutes, but
- also -restricts governmental power by restraining
- arbitrary and potentially vindictive legislation.- Id., at
- 28-29 (citations omitted).
- The Constitution's restrictions, of course, are of limited
- scope. Absent a violation of one of those specific provi-
- sions, the potential unfairness of retroactive civil legisla-
- tion is not a sufficient reason for a court to fail to give
- a statute its intended scope. Retroactivity provisions
- often serve entirely benign and legitimate purposes,
- whether to respond to emergencies, to correct mistakes,
- to prevent circumvention of a new statute in the interval
- immediately preceding its passage, or simply to give
- comprehensive effect to a new law Congress considers
- salutary. However, a requirement that Congress first
- make its intention clear helps ensure that Congress
- itself has determined that the benefits of retroactivity
- outweigh the potential for disruption or unfairness.
- While statutory retroactivity has long been disfavored,
- deciding when a statute operates -retroactively- is not
- always a simple or mechanical task. Sitting on Circuit,
- Justice Story offered an influential definition in Society
- for Propagation of the Gospel v. Wheeler, 22 F. Cas. 756
- (No. 13,156) (CCDNH 1814), a case construing a provi-
- sion of the New Hampshire Constitution that broadly
- prohibits -retrospective- laws both criminal and civil.
- Justice Story first rejected the notion that the provision
- bars only explicitly retroactive legislation, i.e., -statutes
- . . . enacted to take effect from a time anterior to their
- passage[.]- Id., at 767. Such a construction, he
- concluded, would be -utterly subversive of all the
- objects- of the prohibition. Ibid. Instead, the ban on
- retrospective legislation embraced -all statutes, which,
- though operating only from their passage, affect vested
- rights and past transactions.- Ibid. -Upon principle,-
- Justice Story elaborated,
- -every statute, which takes away or impairs vested
- rights acquired under existing laws, or creates a
- new obligation, imposes a new duty, or attaches a
- new disability, in respect to transactions or consid-
- erations already past, must be deemed retrospective
- . . . .- Ibid. (citing Calder v. Bull, 3 Dall. 386
- (1798) and Dash v. Van Kleek, 7 Johns. 477 (N. Y.
- 1811)).
- Though the formulas have varied, similar functional
- conceptions of legislative -retroactivity- have found voice
- in this Court's decisions and elsewhere.
- A statute does not operate -retrospectively- merely
- because it is applied in a case arising from conduct
- antedating the statute's enactment, see Republic Nat.
- Bank of Miami v. United States, 506 U. S. ___, ___
- (1992) (slip op., at 2) (Thomas, J., concurring in part
- and concurring in judgment), or upsets expectations
- based in prior law. Rather, the court must ask
- whether the new provision attaches new legal conse-
- quences to events completed before its enactment. The
- conclusion that a particular rule operates -retroactively-
- comes at the end of a process of judgment concerning
- the nature and extent of the change in the law and the
- degree of connection between the operation of the new
- rule and a relevant past event. Any test of retroactivity
- will leave room for disagreement in hard cases, and is
- unlikely to classify the enormous variety of legal
- changes with perfect philosophical clarity. However,
- retroactivity is a matter on which judges tend to have
- -sound . . . instinct[s],- see Danforth v. Groton Water
- Co., 178 Mass. 472, 476, 59 N. E. 1033, 1034 (1901)
- (Holmes, J.), and familiar considerations of fair notice,
- reasonable reliance, and settled expectations offer sound
- guidance.
- Since the early days of this Court, we have declined
- to give retroactive effect to statutes burdening private
- rights unless Congress had made clear its intent. Thus,
- in United States v. Heth, 3 Cranch 399 (1806), we
- refused to apply a federal statute reducing the commis-
- sions of customs collectors to collections commenced
- before the statute's enactment because the statute lacked
- -clear, strong, and imperative- language requiring
- retroactive application, id. at 413 (opinion of Paterson,
- J.). The presumption against statutory retroactivity has
- consistently been explained by reference to the unfair-
- ness of imposing new burdens on persons after the fact.
- Indeed, at common law a contrary rule applied to
- statutes that merely removed a burden on private rights
- by repealing a penal provision (whether criminal or
- civil); such repeals were understood to preclude punish-
- ment for acts antedating the repeal. See, e.g., United
- States v. Chambers, 291 U. S. 217, 223-224 (1934); Gulf,
- C. & S. F. R. Co. v. Dennis, 224 U. S. 503, 506 (1912);
- United States v. Tynen, 11 Wall. 88, 93-95 (1871);
- Norris v. Crocker, 13 How. 429, 440-441 (1852); Mary-
- land v. Baltimore & Ohio R. Co., 3 How. 534, 552
- (1845); Yeaton v. United States, 5 Cranch 281, 284
- (1809). But see 1 U. S. C. 109 (repealing common-law
- rule).
- The largest category of cases in which we have applied
- the presumption against statutory retroactivity has
- involved new provisions affecting contractual or property
- rights, matters in which predictability and stability are
- of prime importance. The presumption has not,
- however, been limited to such cases. At issue in Chew
- Heong v. United States, 112 U. S. 536 (1884), for
- example, was a provision of the -Chinese Restriction
- Act- of 1882 barring Chinese laborers from reentering
- the United States without a certificate prepared when
- they exited this country. We held that the statute did
- not bar the reentry of a laborer who had left the United
- States before the certification requirement was promul-
- gated. Justice Harlan's opinion for the Court observed
- that the law in effect before the 1882 enactment had
- accorded laborers a right to re-enter without a certifi-
- cate, and invoked the -uniformly- accepted rule against
- -giv[ing] to statutes a retrospective operation, whereby
- rights previously vested are injuriously affected, unless
- compelled to do so by language so clear and positive as
- to leave no room to doubt that such was the intention
- of the legislature.- Id., at 559.
- Our statement in Bowen that -congressional enact-
- ments and administrative rules will not be construed to
- have retroactive effect unless their language requires
- this result,- 488 U. S., at 208, was in step with this
- long line of cases. Bowen itself was a paradigmatic
- case of retroactivity in which a federal agency sought to
- recoup, under cost limit regulations issued in 1984,
- funds that had been paid to hospitals for services
- rendered earlier, see id., at 207; our search for clear
- congressional intent authorizing retroactivity was con-
- sistent with the approach taken in decisions spanning
- two centuries.
- The presumption against statutory retroactivity had
- special force in the era in which courts tended to view
- legislative interference with property and contract rights
- circumspectly. In this century, legislation has come to
- supply the dominant means of legal ordering, and
- circumspection has given way to greater deference to
- legislative judgments. See Usery v. Turner Elkhorn
- Mining Co., 428 U. S., at 15-16; Home Bldg. & Loan
- Assn. v. Blaisdell, 290 U. S. 398, 436-444 (1934). But
- while the constitutional impediments to retroactive civil
- legislation are now modest, prospectivity remains the
- appropriate default rule. Because it accords with widely
- held intuitions about how statutes ordinarily operate, a
- presumption against retroactivity will generally coincide
- with legislative and public expectations. Requiring clear
- intent assures that Congress itself has affirmatively
- considered the potential unfairness of retroactive
- application and determined that it is an acceptable price
- to pay for the countervailing benefits. Such a require-
- ment allocates to Congress responsibility for funda-
- mental policy judgments concerning the proper temporal
- reach of statutes, and has the additional virtue of giving
- legislators a predictable background rule against which
- to legislate.
-
- B
- Although we have long embraced a presumption
- against statutory retroactivity, for just as long we have
- recognized that, in many situations, a court should
- -apply the law in effect at the time it renders its
- decision,- Bradley, 416 U. S., at 711, even though that
- law was enacted after the events that gave rise to the
- suit. There is, of course, no conflict between that princi-
- ple and a presumption against retroactivity when the
- statute in question is unambiguous. Chief Justice
- Marshall's opinion in United States v. Schooner Peggy,
- 1 Cranch 103 (1801), illustrates this point. Because a
- treaty signed on September 30, 1800, while the case was
- pending on appeal, unambiguously provided for the
- restoration of captured property -not yet definitively
- condemned,- id., at 107 (emphasis in original), we
- reversed a decree entered on September 23, 1800,
- condemning a French vessel that had been seized in
- American waters. Our application of -the law in effect-
- at the time of our decision in Schooner Peggy was
- simply a response to the language of the statute. Id., at
- 109.
- Even absent specific legislative authorization, applica-
- tion of new statutes passed after the events in suit is
- unquestionably proper in many situations. When the
- intervening statute authorizes or affects the propriety of
- prospective relief, application of the new provision is not
- retroactive. Thus, in American Steel Foundries v. Tri-
- City Central Trades Council, 257 U. S. 184 (1921), we
- held that 20 of the Clayton Act, enacted while the case
- was pending on appeal, governed the propriety of
- injunctive relief against labor picketing. In remanding
- the suit for application of the intervening statute, we
- observed that -relief by injunction operates in futuro,-
- and that the plaintiff had no -vested right- in the decree
- entered by the trial court. 257 U. S., at 201. See also,
- e.g., Hall v. Beals, 396 U. S. 45, 48 (1969); Duplex
- Printing Press Co. v. Deering, 254 U. S. 443, 464 (1921).
- We have regularly applied intervening statutes
- conferring or ousting jurisdiction, whether or not
- jurisdiction lay when the underlying conduct occurred or
- when the suit was filed. Thus, in Bruner v. United
- States, 343 U. S. 112, 116-117 (1952), relying on our
- -consisten[t]- practice, we ordered an action dismissed
- because the jurisdictional statute under which it had
- been (properly) filed was subsequently repealed. See
- also Hallowell v. Commons, 239 U. S. 506, 508-509
- (1916); The Assessors v. Osbornes, 9 Wall. 567, 575
- (1870). Conversely, in Andrus v. Charlestone Stone
- Products Co., 436 U. S. 604, 607-608, n. 6 (1978), we
- held that, because a statute passed while the case was
- pending on appeal had eliminated the amount-in-contro-
- versy requirement for federal question cases, the fact
- that respondent had failed to allege $10,000 in contro-
- versy at the commencement of the action was -now of no
- moment.- See also United States v. Alabama, 362
- U. S. 602, 604 (1960) (per curiam); Stephens v. Cherokee
- Nation, 174 U. S. 445, 478 (1899). Application of a new
- jurisdictional rule usually -takes away no substantive
- right but simply changes the tribunal that is to hear the
- case.- Hallowell, 239 U. S., at 508. Present law
- normally governs in such situtations because jurisdic-
- tional statutes -speak to the power of the court rather
- than to the rights or obligations of the parties,- Republic
- Nat. Bank of Miami, 506 U. S., at ___ (slip op., at 2)
- (Thomas, J., concurring).
- Changes in procedural rules may often be applied in
- suits arising before their enactment without raising
- concerns about retroactivity. For example, in Ex parte
- Collett, 337 U. S. 55, 71 (1949), we held that 28
- U. S. C. 1404(a) governed the transfer of an action
- instituted prior to that statute's enactment. We noted
- the diminished reliance interests in matters of proce-
- dure. Id., at 71. Because rules of procedure regulate
- secondary rather than primary conduct, the fact that a
- new procedural rule was instituted after the conduct
- giving rise to the suit does not make application of the
- rule at trial retroactive. Cf. McBurney v. Carson, 99
- U. S. 567, 569 (1879).
- Petitioner relies principally upon Bradley v. Richmond
- School Bd., 416 U. S. 696 (1969), and Thorpe v. Housing
- Authority of Durham, 393 U. S. 268 (1969), in support
- of her argument that our ordinary interpretive rules
- support application of 102 to her case. In Thorpe, we
- held that an agency circular requiring a local housing
- authority to give notice of reasons and opportunity to
- respond before evicting a tenant was applicable to an
- eviction proceeding commenced before the regulation
- issued. Thorpe shares much with both the -procedural-
- and -prospective-relief- cases. See supra, at 29-31.
- Thus, we noted in Thorpe that new hearing procedures
- did not affect either party's obligations under the lease
- agreement between the housing authority and the
- petitioner, 393 U. S., at 279, and, because the tenant
- had -not yet vacated,- we saw no significance in the
- fact that the housing authority had -decided to evict her
- before the circular was issued,- id. at 283. The Court
- in Thorpe viewed the new eviction procedures as
- -essential to remove a serious impediment to the
- successful protection of constitutional rights.- Id., at
- 283. Cf. Youakim v. Miller, 425 U. S. 231, 237 (1976)
- (per curiam) (citing Thorpe for propriety of applying new
- law to avoiding necessity of deciding constitutionality of
- old one).
- Our holding in Bradley is similarly compatible with
- the line of decisions disfavoring -retroactive- application
- of statutes. In Bradley, the District Court had awarded
- attorney's fees and costs, upon general equitable princi-
- ples, to parents who had prevailed in an action seeking
- to desegregate the public schools of Richmond, Virginia.
- While the case was pending before the Court of Appeals,
- Congress enacted 718 of the Education Amendments of
- 1972, which authorized federal courts to award the
- prevailing parties in school desegregation cases a
- reasonable attorney's fee. The Court of Appeals held
- that the new fee provision did not authorize the award
- of fees for services rendered before the effective date of
- the amendments. This Court reversed. We concluded
- that the private parties could rely on 718 to support
- their claim for attorney's fees, resting our decision -on
- the principle that a court is to apply the law in effect at
- the time it renders its decision, unless doing so would
- result in manifest injustice or there is statutory direc-
- tion or legislative history to the contrary.- 416 U. S., at
- 711.
- Although that language suggests a categorical pre-
- sumption in favor of application of all new rules of law,
- we now make it clear that Bradley did not alter the
- well-settled presumption against application of the class
- of new statutes that would have genuinely -retroactive-
- effect. Like the new hearing requirement in Thorpe, the
- attorney's fee provision at issue in Bradley did not
- resemble the cases in which we have invoked the
- presumption against statutory retroactivity. Attorney's
- fee determinations, we have observed, are -collateral to
- the main cause of action- and -uniquely separable from
- the cause of action to be proved at trial.- White v. New
- Hampshire Dept. of Employment Security, 455 U. S. 445,
- 451-452 (1982). See also Hutto v. Finney, 437 U. S.
- 678, 695, n. 24 (1978). Moreover, even before the enact-
- ment of 718, federal courts had authority (which the
- District Court in Bradley had exercised) to award fees
- based upon equitable principles. As our opinion in
- Bradley made clear, it would be difficult to imagine a
- stronger equitable case for an attorney's fee award than
- a lawsuit in which the plaintiff parents would otherwise
- have to bear the costs of desegregating their children's
- public schools. See 416 U. S., at 718 (noting that the
- plaintiffs had brought the school board -into compliance
- with its constitutional mandate-) (citing Brown v. Board
- of Education, 347 U. S. 483, 494 (1954)). In light of the
- prior availability of a fee award, and the likelihood that
- fees would be assessed under pre-existing theories, we
- concluded that the new fee statute simply -did not im-
- pose an additional or unforeseeable obligation- upon the
- school board. Bradley, 416 U. S., at 721.
- In approving application of the new fee provision,
- Bradley did not take issue with the long line of deci-
- sions applying the presumption against retroactivity.
- Our opinion distinguished, but did not criticize, prior
- cases that had applied the anti-retroactivity canon. See
- 416 U. S., at 720 (citing Greene v. United States, 376 U.
- S. 149, 160 (1964); Claridge Apartments Co. v. Commis-
- sioner, 323 U. S. 141, 164 (1944), and Union Pacific R.
- Co. v. Laramie Stock Yards Co., 231 U. S. 190, 199
- (1913)). The authorities we relied upon in Bradley lend
- further support to the conclusion that we did not intend
- to displace the traditional presumption against applying
- statutes affecting substantive rights, liabilities, or duties
- to conduct arising before their enactment. See Kaiser,
- 494 U. S., at 849-850 (Scalia, J., concurring). Bradley
- relied on Thorpe and on other precedents that are con-
- sistent with a presumption against statutory retroac-
- tivity, including decisions involving explicitly retroactive
- statutes, see 416 U. S., at 713, n. 17 (citing, inter alia,
- Freeborn v. Smith, 2 Wall. 160 (1865)), the retroac-
- tive application of intervening judicial decisions, see 416
- U. S., at 713-714, n. 17 (citing, inter alia, Patterson v.
- Alabama, 294 U. S. 600, 607 (1935)), statutes alter-
- ing jurisdiction, 416 U. S., at 713, n. 17 (citing, inter
- alia, United States v. Alabama, 362 U. S. 602 (1960)),
- and repeal of a criminal statute, 416 U. S., at 713,
- n. 17 (citing United States v. Chambers 291 U. S. 217
- (1934)). Moreover, in none of our decisions that have
- relied upon Bradley or Thorpe have we cast doubt on
- the traditional presumption against truly -retrospective-
- application of a statute.
- When a case implicates a federal statute enacted after
- the events in suit, the court's first task is to determine
- whether Congress has expressly prescribed the statute's
- proper reach. If Congress has done so, of course, there
- is no need to resort to judicial default rules. When,
- however, the statute contains no such express command,
- the court must determine whether the new statute
- would have retroactive effect, i.e., whether it would
- impair rights a party possessed when he acted, increase
- a party's liability for past conduct, or impose new duties
- with respect to transactions already completed. If the
- statute would operate retroactively, our traditional
- presumption teaches that it does not govern absent clear
- congressional intent favoring such a result.
-
- V
- We now ask whether, given the absence of guiding
- instructions from Congress, 102 of the Civil Rights Act
- of 1991 is the type of provision that should govern cases
- arising before its enactment. As we observed supra, at
- 15, there is no special reason to think that all the
- diverse provisions of the Act must be treated uniformly
- for such purposes. To the contrary, we understand the
- instruction that the provisions are to -take effect upon
- enactment- to mean that courts should evaluate each
- provision of the Act in light of ordinary judicial princi-
- ples concerning the application of new rules to pending
- cases and pre-enactment conduct.
- Two provisions of 102 may be readily classified ac-
- cording to these principles. The jury trial right set out
- in 102(c)(1) is plainly a procedural change of the sort
- that would ordinarily govern in trials conducted after its
- effective date. If 102 did no more than introduce a
- right to jury trial in Title VII cases, the provision would
- presumably apply to cases tried after November 21,
- 1991, regardless of when the underlying conduct
- occurred. However, because 102(c) makes a jury
- trial available only -[i]f a complaining party seeks com-
- pensatory or punitive damages,- the jury trial option
- must stand or fall with the attached damages provi-
- sions.
- Section 102(b)(1) is clearly on the other side of the
- line. That subsection authorizes punitive damages if
- the plaintiff shows that the defendant -engaged in a
- discriminatory practice or discriminatory practices with
- malice or with reckless indifference to the federally
- protected rights of an aggrieved individual.- The very
- labels given -punitive- or -exemplary- damages, as well
- as the rationales that support them, demonstrate that
- they share key characteristics of criminal sanctions.
- Retroactive imposition of punitive damages would raise
- a serious constitutional question. See Turner Elkhorn,
- 428 U. S., at 17 (Court would -hesitate to approve the
- retrospective imposition of liability on any theory of
- deterrence . . . or blameworthiness-); De Veau v.
- Braisted, 363 U. S. 144, 160 (1960) (-The mark of an ex
- post facto law is the imposition of what can fairly be
- designated punishment for past acts-). See also Louis
- Vuitton S. A. v. Spencer Handbags Corp., 765 F. 2d 966,
- 972 (CA2 1985) (retroactive application of punitive
- treble damages provisions of Trademark Counterfeiting
- Act of 1984 -would present a potential ex post facto
- problem-). Before we entertained that question, we
- would have to be confronted with a statute that explic-
- itly authorized punitive damages for preenactment con-
- duct. The Civil Rights Act of 1991 contains no such
- explicit command.
- The provision of 102(a)(1) authorizing the recovery of
- compensatory damages is not easily classified. It does
- not make unlawful conduct that was lawful when it
- occurred; as we have noted, supra, at 6-8, 102 only
- reaches discriminatory conduct already prohibited by
- Title VII. Concerns about a lack of fair notice are
- further muted by the fact that such discrimination was
- in many cases (although not this one) already subject to
- monetary liability in the form of backpay. Nor could
- anyone seriously contend that the compensatory dam-
- ages provisions smack of a -retributive- or other suspect
- legislative purpose. Section 102 reflects Congress' desire
- to afford victims of discrimination more complete redress
- for violations of rules established more than a genera-
- tion ago in the Civil Rights Act of 1964. At least with
- respect to its compensatory damages provisions, then,
- 102 is not in a category in which objections to retroac-
- tive application on grounds of fairness have their great-
- est force.
- Nonetheless, the new compensatory damages provision
- would operate -retrospectively- if it were applied to
- conduct occurring before November 21, 1991. Unlike
- certain other forms of relief, compensatory damages are
- quintessentially backward-looking. Compensatory dam-
- ages may be intended less to sanction wrongdoers than
- to make victims whole, but they do so by a mechanism
- that affects the liabilities of defendants. They do not
- -compensate- by distributing funds from the public
- coffers, but by requiring particular employers to pay for
- harms they caused. The introduction of a right to
- compensatory damages is also the type of legal change
- that would have an impact on private parties'
- planning. In this case, the event to which the new
- damages provision relates is the discriminatory conduct
- of respondents' agent John Williams; if applied here,
- that provision would attach an important new legal
- burden to that conduct. The new damages remedy in
- 102, we conclude, is the kind of provision that does not
- apply to events antedating its enactment in the absence
- of clear congressional intent.
- In cases like this one, in which prior law afforded no
- relief, 102 can be seen as creating a new cause of
- action, and its impact on parties' rights is especially
- pronounced. Section 102 confers a new right to monetary
- relief on persons like petitioner who were victims of a
- hostile work environment but were not constructively
- discharged, and the novel prospect of damages liability
- for their employers. Because Title VII previously autho-
- rized recovery of backpay in some cases, and because
- compensatory damages under 102(a) are in addition to
- any backpay recoverable, the new provision also resem-
- bles a statute increasing the amount of damages avail-
- able under a preestablished cause of action. Even
- under that view, however, the provision would, if ap-
- plied in cases arising before the Act's effective date,
- undoubtedly impose on employers found liable a -new
- disability- in respect to past events. See Society for
- Propagation of the Gospel, 22 F. Cas., at 767. The
- extent of a party's liability, in the civil context as well
- as the criminal, is an important legal consequence that
- cannot be ignored. Neither in Bradley itself, nor in
- any case before or since in which Congress had not
- clearly spoken, have we read a statute substantially
- increasing the monetary liability of a private party to
- apply to conduct occurring before the statute's enact-
- ment. See Winfree v. Northern Pacific R. Co., 227 U. S.
- 296, 301 (1913) (statute creating new federal cause of
- action for wrongful death inapplicable to case arising
- before enactment in absence of -explicit words- or -clear
- implication-); United States Fidelity & Guaranty Co. v.
- United States ex rel. Struthers Wells Co., 209 U. S. 306,
- 314-315 (1908) (construing statute restricting
- subcontractors' rights to recover damages from prime
- contractors as prospective in absence of -clear, strong
- and imperative- language from Congress favoring retro-
- activity).
- It will frequently be true, as petitioner and amici
- forcefully argue here, that retroactive application of a
- new statute would vindicate its purpose more fully.
- That consideration, however, is not sufficient to rebut
- the presumption against retroactivity. Statutes are
- seldom crafted to pursue a single goal, and compromises
- necessary to their enactment may require adopting
- means other than those that would most effectively
- pursue the main goal. A legislator who supported a
- prospective statute might reasonably oppose retroactive
- application of the same statute. Indeed, there is reason
- to believe that the omission of the 1990 version's ex-
- press retroactivity provisions was a factor in the pas-
- sage of the 1991 bill. Section 102 is plainly not the
- sort of provision that must be understood to operate
- retroactively because a contrary reading would render it
- ineffective.
- The presumption against statutory retroactivity is
- founded upon sound considerations of general policy and
- practice, and accords with long held and widely shared
- expectations about the usual operation of legislation.
- We are satisfied that it applies to 102. Because we
- have found no clear evidence of congressional intent
- that 102 of the Civil Rights Act of 1991 should apply
- to cases arising before its enactment, we conclude that
- the judgment of the Court of Appeals must be affirmed.
-
- It is so ordered.
-